CHIEF COMPLIANCE OFFICER / DIRECTOR OF OPERATIONS
Joseph joined Williams Trading in June of 2008 as Controller and currently serves as the firm’s Chief Compliance Officer. Prior to joining Williams Trading, Joseph was a Compliance Examiner in the Boston District Office of FINRA and was responsible for conducting examinations of member broker dealers to ensure compliance with all securities regulations. Joseph started his professional career as a Business Analyst for Travelers Insurance and received his Bachelor of Arts degree in Finance from High Point University.